Continuous Compliance Support
We provide ongoing compliance support on a monthly basis to assist our customers in meeting their compliance obligations. We focus on high value continuous compliance support, and can provide customized compliance services according to your specific needs.
Our monthly compliance services include:
Unlimited telephone and email support to resolve compliance issues arising
Free access to online customer portal offering training video, compliance calendar, forms, policies and checklists.
Conduct quarterly teleconference and update the latest compliance hot spots
Conduct an annual mock review and issue a formal report providing detailed findings and corresponding compliance recommendations
Review compliance policies and procedures to ensure that the company's operations are up to date with compliance requirements
Provide compliance folders, including common forms and procedure manuals
Provide monthly summary of regulatory legislation and press releases
Assist in handling SFC's questions
Monthly update of regulations and research papers, unlimited access to our online document library
Compliance alerts
Provide compliance training that meets the requirements of continuous training
Special compliance solutions